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securities and exchange commission

Jan 17

Are Any Crypto Companies Safe?

The Securities and Exchange Commission's action against Gemini and Genesis is the latest in a string of regulatory crackdowns on crypto loans and exchanges.
By James Ledbetter
Dec 19

Can Congress Actually Regulate Crypto?

Holding dramatic hearings is all well and good. But Congress is hamstrung in a number of ways that make effective legislation unlikely or even impossible. Is there a way to regulate crypto?
By James Ledbetter
Oct 3

Kim Kardashian Fined $1.26 Million for Unlawfully Touting a Crypto Coin

Reality TV star Kim Kardashian was fined for allegedly plugging a coin called EMAX on Instagram without disclosing she was a paid endorser, a violation of securities regulations.
By James Ledbetter
Jul 28

Washington’s “Septuagenarian Leadership” Stalls Crypto Policy, Regulator Says

By James Ledbetter
Jul 27

Cathie Wood Deepens Coinbase’s Woes By Dumping Its Stock

By James Ledbetter
Jul 26

Coinbase’s SEC Problems Are Getting Worse

By James Ledbetter
Jun 18

Elon Musk ‘Deletes’ His Twitter Account in What Appears to Be a Stunt

By Gabriela Barkho
May 9

Banks Could Totally Defy the Government and Accept Marijuana Money

By Chris Roberts
ESMA said the blockchain technology is largely untested.
Nov 14

European Regulators Warn That Trendy ICOs Are ‘Extremely Risky’

By Sissi Cao
The SEC alleges the Millennium violates an anti-manipulation provision of the federal securities law.
Oct 31

$35B New York Hedge Fund Settles With SEC for Illegal Trading

By Sissi Cao
Ali Rashid
Oct 25

Former Apollo Partner Ali Rashid Busted for Fraud—Again

By Sissi Cao
A body camera in use in a Utah town.
Nov 11

Company Making NYPD Body Cameras Has History of Defective Merchandise and Bribery

By Will Bredderman
A pedestrian walks through a street in Old San Juan as the island's residents deal with the government's $72 billion debt on July 1, 2015 in San Juan, Puerto Rico. Governor of Puerto Rico Alejandro Garc?a Padilla said in a speech recently that the people of Puerto Rico will have to make sacrifices and share the responsibilities to help pull the island out of debt.
Jun 27

Did FBI and Justice Dept. Enable Puerto Rico’s Financial Meltdown?

By Richard Lawless
Dec 14

Elon Musk Is the Latest Tech CEO Who Can’t Be Bothered By SEC’s Social Media Restrictions

By Patrick Clark
Dec 14

Elon Musk Is the Latest Tech CEO Who Can’t Be Bothered By SEC’s Social Media Restrictions

By Patrick Clark
(Photo: twitter.com)
Oct 10

Facebook’s Cold IPO Calculus: Protecting Insiders Over Shareholders, Obscuring Risks

By Nitasha Tiku
Mary L. Schapiro
Sep 5

Emails on Rule-Making for Uniform Fiduciary Standard Turn Up in Bloomberg FOIA Request

By Patrick Clark
Jun 6

As U.S. v. Gupta Grinds on, Architects of Financial Meltdown Go Unpunished

By Patrick Clark
Mar 27

The JOBS Act, Which Rolls Back SEC Rules In Order to Help Startups Crowdfund, Passes in the House

By Nitasha Tiku
Mar 13

SEC’s Yearlong Secondary Markets Investigation Reportedly Yields Charges Against SharesPost and Felix Investments [UPDATED]

By Nitasha Tiku
Vikram Pandit, CEO of Citigroup.
Nov 29

Judge Rakoff Gives the S.E.C. a Stern Talking To in Citigroup Smackdown

By Emily Witt
Apr 20

FBI Now Giving Madoff the Serial Killer Treatment

By Emily Witt
Apr 5

Schapiro's S.E.C.: Too Big to Succeed?

By The Editors
Mar 30

It’s SOS for the S.E.C.! Polite Mary Schapiro Polices the Plutocrats

By Maureen Tkacik
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